Senior Compliance Assurance Officer
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Job Description
The Senior Compliance Assurance Officer plays a key role in delivering effective, risk-based compliance assurance across the EMAP region. This role is suited to someone who can combine strong hands-on assurance delivery with a broader responsibility to contribute to the continuous improvement across the function.
You will lead and support compliance assurance reviews across a broad and varied business environment, working with stakeholders to assess controls, identify and test compliance risks, report findings clearly, and help drive actions through to resolution.
What You'll Be Doing:
Lead assurance reviews and regional delivery
• Plan and execute compliance assurance reviews in line with the Global Compliance Management Programme and the annual EMAP Compliance Assurance Plan
• Define review scope, testing approach, and review programmes
• Build and perform testing of compliance controls
• Conduct fieldwork, reviews, and fact-finding meetings
• Maintain clear, accurate, and high-quality working papers
Turn findings into action
• Prepare reports that clearly set out findings, risks, conclusions, and required actions
• Work with business owners and management to agree practical action plans and mitigation steps
• Track agreed actions through to closure and report on progress
• Escalate high-risk issues where appropriate
Shape the wider assurance approach
• Support the Head of Compliance Assurance in developing and implementing the compliance risk monitoring and testing process
• Provide input into the annual Compliance Assurance Plan
• Support other EMAP Compliance colleagues in undertaking compliance testing and applying a consistent assurance approach
• Help maintain and evolve the EMAP Compliance Assurance methodology, reporting templates, and GenAI tooling to improve productivity and effectiveness
• This role will be reporting to the Head of Compliance, Monitoring, EMEA, APAC.
Requirements
Department: Legal & Compliance
Function: Information Technology
Experience Level: Mid-Senior Level